Firstly, by way of background, FMA monitors financial service providers in NZ for compliance with the Financial Service Providers (Registration and Dispute Resolution) Act 2008.
Based on our search, this entity is registered on the NZ Financial Services Provider Register (FSPR) and a member of the dispute resolution scheme (DRS) Financial Services Complaints Limited, under the name ‘TF Global Markets Limited’.
感謝妳聯系金融市場管理局 (FMA)詢問有關實體ThinkForex 事宜。
首先,作為背景介紹,FMA是壹家監控機構,確保新西蘭的金融服務提供商遵循2008年頒布的金融服務提供商(註冊與糾紛解決)條例。
根據我們的搜索,這個實體已在新西蘭的金融服務提供商登記局(FSPR)以‘TF環球市場有限公司’的名稱註冊,而且,也是糾紛解決計劃(DRS)金融服務投訴有限公司的會員之壹。
We note that ThinkForex’s website makes claims that it is ‘regulated by the FSP and FSCL’. There is no such regulatory body called the ‘FSP’, the FSPR is a registry run by the NZ Companies Office. FSCL is a dispute resolution service not a regulatory entity.
To be clear, although an entity is registered on the FSPR and a member of a DRS this does not mean this entity is authorised or regulated by the Financial Markets Authority or that its business activities are monitored or supervised by any regulatory body in NZ.
我們註意到ThinkForex 的網站聲稱它是在FSP和FSCL的監管之列。然而,名為FSP的監管機構並不存在;FSPR則是新西蘭公司註冊局屬下的壹個單位,而FSCL只是壹家解決糾紛的服務商,並不是壹個監管機構。
明確的說,盡管壹個實體已在FSPR註冊,而且是DRS的會員,這並不代表該實體已獲金融市場管理局授權或被監管,也不意味其商業活動受任何新西蘭監管部門的監控或監督。
We advise that investors always conduct their own due diligence before dealing with an entity they are unfamiliar with.
We trust this information is of assistance.
我們忠告投資者,與不熟悉的實體進行交易之前,自己壹定要執行對它的盡職調查。
這些信息對您應該有幫助。
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